Discover 2022's key compliance challenges, priorities & investments in this Compliance Health Check Report.
For accurate, effective, and efficient communications and trade archiving, supervision, and analytics.
Simplifying your compliance requirements and easing regulatory pressures through data-driven automation.
Consolidating your data, simplifying your information archiving and supervision, and future-proofing your firm for regulatory change.
Giving you control of your data and simplifying compliance archiving, oversight, and analytics.
Simplifying your information archiving, strengthening your supervisory oversight, and giving you greater data insights.
Tamper-proof & WORM-compliant information archiving platform for orders, trades, and communications. Providing advanced data analytics, eDiscovery, legal hold, and trade reconstruction functionality.
Advanced trade supervision tools for forensic testing, trading analytics, and surveillance so you can identify, investigate, and report on market manipulation, insider trading risks, and more.
Optimized MiFID II transaction reporting solution with automated workflows and advanced data validations - saving you cost and freeing up resource while improving your data and reporting quality.
Asset-class agnostic Best Execution monitoring and Transaction Cost Analysis (TCA) solution that simplifies compliance and enables you to effortlessly demonstrate that Best Execution was achieved.
Capture all your compliance data including orders, trades, communications, and market data with SteelEye. Unlock actionable insights while effortlessly meeting your compliance obligations for archiving, oversight, and reporting.
Chat / Mobile
Trade and Order Feeds
Instrument Reference Data
Email remains a critical communication channel for financial institutions. Regardless of the email platform your regulated employees use, business-related communications need to be captured, stored and monitored. SteelEye facilitates effortless record keeping and supervisory oversight of email data.
Communication via chat and mobile has become increasingly demanded within the financial services industry by clients and employees alike. If used by regulated employees, communications on these platforms need to be stored and monitored. SteelEye helps you effortlessly archive and oversee your mobile and chat communications, across platforms, empowering your employees to communicate and collaborate compliantly.
Messaging tools like Bloomberg Chat and Refinitiv Messenger are essential for collaboration within financial services. To comply with regulations, financial firms need to capture, archive, and oversee communications on these platforms. SteelEye facilitates effortless record keeping and supervision of financial messaging chat data.
Transcribing and indexing voice communications can enable firms to better analyse their data to identify risks and signs of wrongdoing. SteelEye's financial services-specific voice transcription engine is powered by AWS or DeepGram for enhanced voice-to-text analytics.
Collaboration platforms are now business-critical tools for many financial institutions - allowing employees and clients to communicate and share information seamlessly and instantaneously. Ensure compliance without compromising productivity by capturing data from your collaboration tools with SteelEye.
Global regulations for require financial firms to capture, archive, and monitor their transaction and execution data. SteelEye provides direct connectivity to most order and execution management systems, trading platforms, and liquidity management tools, enabling data to flow seamlessly into the SteelEye platform for record keeping, trade surveillance, best execution, transaction reporting, and more.
Market data is essential for compliance benchmarking, surveillance, and reporting. Instrument reference data provides a standardised taxonomy for firms to run smart searches and more easily determine their MiFIR reporting eligibility. SteelEye takes the pain out of sourcing instrument reference and market data by providing it natively within the SteelEye platform.
STEELEYE CASE STUDY BY
FIDELITY INTERNATIONAL STRATEGIC VENTURES
KEITH FRIMPONG, GLOBAL HEAD OF OPERATIONS CHANGE
MATTHEW WRIGHT, CEO
AIDAN BRADY, CHIEF OPERATING OFFICER
PATRICK FIETJE, CEO
ALEX HUGHES, OPERATIONS OFFICER
IAN WEBB, CHIEF COMPLIANCE OFFICER
EMMANUEL DRUJON, CHIEF OPERATING OFFICER AND RISK MANAGER
PETER JOHNSON, DIRECTOR (LEGAL & COMPLIANCE)
Chief executive /
At SteelEye, we don’t believe in just selling solutions.
As a SteelEye client, you can call on our experts to help guide and advise you on your regulatory journey.
We work closely with you to share our experiences and complement your in-house teams with our regulatory and technical expertise. We also offer ongoing training opportunities to ensure that you fully understand and successfully manage your regulatory obligations.
Legacy systems are expensive.
By automating workflows and accelerating reporting, SteelEye saves you money, time and resources.
With SteelEye, you are future-proofing yourself for a world where data intelligence has become
a key source of competitive edge.
When all data is in one place, you can easily manage multiple regulatory regimes and gain a wealth of new insight into your business.