Quarterly Newsletter - June 2023

Annual Compliance Health Check Report: The State of Financial Compliance 2023 

This year's report surveyed over 300 senior compliance and risk professionals across the financial services landscape. Read the report to learn about the most pressing challenges compliance teams are facing today along with priorities, investment in technology, spending, and more. 

Regulatory Watch: SEC Fines America's Largest Bank $4m Over Deleted Emails

Blog: Compliance Fatigue - Reducing Risk by Improving Employee Well-Being

Press Release: Demand for Integrated Surveillance Skyrockets Amid Regulatory Crackdown

This increased demand comes amid a marked spike in regulatory scrutiny of market manipulation rules, specifically around communications and trade surveillance.

Blog: Navigating Unsupervised Communication Channels 

Blog: Why Efficient Trade Reconstructions are More Important Now Than Ever

News: SteelEye Achieves ISO 27001 Certification

Earlier this month, SteelEye achieved ISO 27001 Certification, demonstrating our continued dedication to maintaining the highest levels of information security and data protection.

News: SteelEye Recognized as the Best Integrated Surveillance Solution

Regulatory Watch: The SEC Targets Two More Tier-One Banks for Record Keeping Failures

News: SteelEye CEO, Matt Smith, Recognized as RegTech Industry Professional of the Year 

Regulatory Watch: Key Highlights from the SEC Binance Complaint

News: SteelEye Named Best Sell-Side Compliance Product by Waters

Blog: Communications, Trades, and AI Working Together - Key Takeaways from Regs & Eggs 2023

This blog summarises the sessions from SteelEye's flagship event, Regs & Eggs, which brought together experts from across the industry to discuss the role of multidimensional data and AI in market surveillance and the importance of conduct and culture in compliance. Sessions included a keynote by the original rogue trader Nick Leeson.  

News: SteelEye Wins Best in RegTech award at the US Markets Media Market Choice Awards

News: SteelEye and Enfusion Partner; Alken Asset Management Latest Joint Client

Blog: Building vs. Buying: Market Surveillance

Regulatory Watch: FCA Market Watch 73

SteelEye in the press

The Trade: Demand for Integrated Surveillance Doubles as Regulators Up Pressure

Financial Times: Is Artificial Intelligence the Right Technology for Risk Management?

WatersTechnology: Pay Now or Pay Later: RegTechs Make Play to Spare Banks Steep Fines

The FinTech Times: Financial Services Firms Give in to Regulatory Pressure as 76% Increase Compliance Expenditure

The Wall Street Journal: Compliance Costs Rising for Financial Services Firms, Survey Finds

Financial News: City Firms Ramp Up Compliance Spend to Monitor Messaging Apps

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