Regulation

Regulatory compliance solved faster, smarter & more cost effectively

Regulatory requirements have not just become onerous but are growing, each piece of legislation large and complex, with different obligations, provisions and exemptions.

By 2020, it’s estimated that there will be 300 million pages of regulations. Combine this with the financial, operational and reputational risk of non-compliance, and it is no surprise that the compliance function has growth in importance.

Data is key for compliance. However, manual workflows and vast amounts of scattered and disparate data is making compliance more complex and time consuming than necessary. As a result, compliance leaders often lack the time to exercise oversight – stuck in a constant state of firefighting.

SteelEye is here to simplify complexity, consolidate systems and save firms money

By using SteelEye, financial firms can effortlessly  meet their requirements for trade and communications surveillance, transaction reporting, record keeping, trade reconstruction and best execution reporting under regulations such as MiFID II, EMIR, MAR, Dodd-Frank and SM&CR.