We are pleased to announce the publication of a new glossary focused on the Regulatory Technology sector within Financial Services.
The terminology used within RegTech is constantly evolving with new regulations, abbreviations and jargon that can be confusing even to those with years of experience in the industry.
SteelEye's RegTech Glossary has been designed to help you easily navigate and stay up-to-date with the latest and most common terms and phrases.
Sample glossary terms:
APA (APPROVED PUBLICATION ARRANGEMENT)
Under MiFID II, regulated firms are required to publish post-trade reports in near real-time to the market. APAs provide the service of publishing the trade reports on behalf of investment firms - enabling them to meet their obligations under Articles 20 and 21 of MiFIR...
ARM (APPROVED REPORTING MECHANISM)
Under MiFID II, investment firms are required to report their transactions to a National Competent Authority (NCA) on a T+1 basis. ARMs provide the service of reporting these transactions on behalf of MiFID Investment Firms to a NCA or ESMA ((Article (4)(1)(54) MiFID II)) and are required to validate the Transaction Reports (Article 26 of MiFIR)...
Learn more >
SteelEye is a RegTech and data analytics firm that was established to reduce the complexity and cost of financial compliance and enable firms globally to manage their regulatory obligations through a single platform.
SteelEye’s ability to bring together, cleanse, index and analyse structured and unstructured data across all asset classes and communication types enables clients to effortlessly meet their regulatory needs, because when all this data is in one place, compliance becomes both easy and cost-effective. And with everything under one lens, firms also gain fresh insight into their business, helping them improve their efficiency and profitability.
To date, SteelEye has launched solutions for record keeping, trade reconstruction, transaction reporting, trade and communications surveillance, best execution reporting, transaction cost analysis and advanced analytics for regulations including MiFID II, EMIR, Dodd-Frank, SMCR and MAR.