Commodity trading firms are required to comply with a wide range of regulatory obligations, from record keeping and communications monitoring, to trade surveillance and reporting.
With scrutiny of non-compliance higher than ever, firms must have watertight compliance processes for meeting these rules.
SteelEye’s market-leading compliance technology consolidates your data, simplifies compliance, and future-proofs your firm for regulatory change. Data is stored in an immutable, internationally compliant format - in line with CFTC, FINRA, IIROC, MiFID II, MAR, SEC rules - for robust record keeping. The platform provides advanced tools to ensure that your regulatory reporting, communications oversight, and trade surveillance exceed regulatory standards.