Fully Integrated Compliance Archiving & Record Keeping solution

for Trades, Orders, Voice, Email, Instant Messaging, and More

Compliance-Archiving--Record-Keeping-solution


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Industry-leading compliance archiving platform
for 140+ channels

Get a fully integrated, next-generation record keeping solution for all your business-critical compliance data with SteelEye's compliance archive. We continuously roll out support for new channels, so you can stay ahead of the curve and respond to regulatory change.

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A Single Compliant Archive For All Your Data

We deliver an efficient, modern, and easy-to-use compliance record keeping solution for MiFID II, SEC, CFTC, and FINRA regulations.

 

SteelEye is a future-proofed answer to enterprise archiving where data can be accessed, used, and exported without limits or additional costs. Our purpose-built data platform integrates trading, communications, reference, and market data into an integrated compliance archive. 

SteelEye Compliance Archiving and Record Keeping solution
Fully Integrated Compliance Archiving and Record Keeping solution

Better control your data

SteelEye gives you complete control over your business-critical compliance data, giving you the tools and insights you need to focus on what matters, all from a single platform.

Fully Integrated Compliance Archiving and Record Keeping solution

See the Whole Picture

With SteelEye, you get full visibility of all your data under a single lens with intelligent search, audit, and eDiscovery capabilities. 

Fully Integrated Compliance Archiving and Record Keeping solution

Comply with Confidence

SteelEye secures all your data in an enterprise-grade, 17a-4 compliant vault with advanced tools for reporting and legal hold.

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Get the Full Insights
Download our Overview

Download the Record Keeping FactSheet

Record Keeping For Financial Services

 

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The need for efficient
Archiving and Record Keeping

Comprehensive record keeping is the foundation of nearly all compliance requirements. Under MiFID II, SECCFTC, and FINRA rules, records of activities and transactions must be archived for five to seven years.  

The records that need to be archived are wide-ranging and rules often require data to be stored in a tamper-proof, Write Once, Read Many (WORM) immutable format. 

Financial firms also need to demonstrate to regulators that they have sufficient processes and procedures in place to meet archiving and record keeping rules, and should regulators request it, they may be required to retrieve and report records within 72 hours.

This requires firms to have a secure and search-ready information archive that stores data in a compliant format, with the ability to access records quickly. 

SteelEye Record Keeping

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Your Books and Records
Stored Securely & Accessed Instantly 

SteelEye brings together structured and unstructured data from a wealth of sources and stores it in an immutable format in line with global record keeping and archiving obligations. 

All data is archived in a 17a-4 compliant and tamperproof format. It is then made instantly searchable and retrievable, enabling you to easily find any record you need in a matter of seconds. This enables you to leverage your data for enhanced analytics and insight while knowing that it is securely stored. 

Benefits of SteelEye's
Record Keeping and Archiving Solution

Streamlined Regulatory Audits and Investigations

With SteelEye's Record Keeping for Financial Services, you can instantly query any data set, build auditable cases for investigation, and easily export reports, ultimately freeing up resources and improving efficiencies.

Powerful analytics through intelligent archiving

By bringing together your data from disparate systems on a single information archiving platform, you gain unparalleled insight into your business, empowering you to improve your decision-making and achieve better trading outcomes.

Confident Compliance with Archiving Rules

With all your data stored in one place, you can rest assured knowing that you are meeting your record keeping and archiving obligations. With SteelEye, you can effortlessly and quickly find any trade, order, or communication.

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With SteelEye, meeting your Record Keeping obligations is easy and your data becomes an asset that you can use whenever you need it.

Record Keeping is part of the SteelEye Data Platform, which also includes Trade Reconstruction, eDiscovery, and Trade and Order Analytics.

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US Markets Choice Awards 2023 - Best in Regtech
Award Winning Solution

SteelEye was named the Best in RegTech in the 2023 US Markets Choice Awards.

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Other Solutions

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