Record Keeping

Effortless compliance Record Keeping and Archiving Solution for Financial Services

Record Keeping SteelEye


Archiving your Data

Comprehensive record keeping is the foundation of all compliance requirements. Under regulations like MiFID II and Dodd-Frank, records of activities and transactions must be kept for five to seven years. 

The records that need to be archived under record keeping obligations are wide-ranging and need to be stored in a tamper-proof, Write Once, Read Many (WORM) immutable format. Should the regulator request it, you may also be required to retrieve your records within 72 hours.

This requires you to have a secure and search ready archive that stores your data in a compliant format, with the ability to quickly access your records. 

Your Records Stored Securely & Accessed Instantly 

SteelEye brings together structured and unstructured data from a wealth of sources and stores it in an immutable format in line with global record keeping obligations. 

All data is archived in a tamperproof WORM format, meeting regulatory demand under MiFID II, Dodd-Frank and other regulations. It is then made instantly searchable and retrievable, enabling you to easily find any record you need in the matter of seconds. This enables you to leverage your data for enhanced analytics and insight whilst knowing that it is securely stored. 

SteelEye Record Keeping

Download the Record Keeping FactSheet

Record Keeping For Financial Services


With SteelEye, meeting your Record Keeping obligations is easy and your data becomes an asset that you can use whenever you need it.

Record Keeping is part of the SteelEye Data Platform, which also includes Trade Reconstruction, eDiscovery and Trade and Order Analytics.

Learn more

Benefits of SteelEye's Compliant Record Keeping

Your data, your success

With SteelEye's Record Keeping for Financial Services, you can instantly query any data set, build auditable cases for investigation and easily export reports, freeing up resource and improving efficiencies.

Powerful analytics

By bringing together your data from disparate systems on a single record keeping platform, you gain unparalleled insight into your business, empowering you to improve your decision-making and ultimately achieve better trading outcomes.

Confident compliance

With all your data stored in a tamperproof format in one place, you can rest assured knowing you that you are meeting your record keeping obligations. With SteelEye you can effortlessly and quickly find any trade, order or communication and demonstrate compliance.

Record Keeping
Award Winning Record Keeping Solution

Get in touch and we will give you a tour of our award winning record keeping solution, so you can see how easy compliance is with SteelEye.

Book A Demo

Other products

SteelEye Data Platform

Trade oversight

Communications oversight

Regulatory Reporting

Best execution