Stricter compliance rules are putting increased pressure on broker-dealers. With scrutiny of non-compliance higher than ever, your transaction reporting and data management processes need to be watertight, whilst your oversight and surveillance capabilities must be comprehensive.
SteelEye’s cutting-edge RegTech software, powered by automation, consolidates your data, simplifies broker-dealer compliance and future-proofs your firm for regulatory change. Data is stored in an immutable, internationally compliant format (in line with MiFID II, MAR, EMIR, Dodd-Frank, FCA, FINRA rules and more) for robust record-keeping and eDiscovery. Qualitative validation ensures your regulatory reporting, communications oversight and trade surveillance meet regulatory standards.