SteelEye | Financial Services Compliance & Data Analytics Solutions

SteelEye | Comply-Smarter-With-SteelEye-Holistic-Compliance

Don’t just comply.

Unlock actionable insights to sharpen your competitive edge while effortlessly meeting your compliance obligations for archiving, oversight, and reporting.

ASSET AND WEALTH MANAGERS

BANKS

BROKERS

HEDGE FUNDS

TRADING PLATFORMS / EXECUTION PROVIDERS

Future-proofed
buy-side compliance solutions

For accurate, effective, and efficient communications and trade record keeping, surveillance, and reporting.

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Advanced bank record keeping, surveillance & reporting tools

Simplifying your compliance requirements and easing regulatory pressures through data-driven automation.

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Data-driven broker-dealer compliance solutions

Consolidating your data, simplifying your record keeping and surveillance, and future-proofing your firm for regulatory change.

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Automation-powered hedge fund archiving & oversight tools

Giving you control of your data and simplifying your record keeping, trade and communications oversight, and reporting.

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Effortless compliance through advanced data management

Simplifying your information archiving, strengthening your supervisory oversight, and giving you greater data insights.

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Data-driven compliance solutions

SteelEye Data Platform

Tamper-proof & WORM compliant information archiving and record keeping platform for orders, trades, and communications. Providing advanced data analytics, eDiscovery, legal hold, and trade reconstruction functionality.

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Trade Surveillance

Enhanced trade surveillance and supervisory oversight tools that analyze your trading activity and enable you to identify, investigate, and report on market abuse, insider trading risks, and more.

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Communications Surveillance

Communications surveillance suite that ensures that unwanted behaviors get identified and investigated quickly. Storing and analyzing a range of vComms and eComms channels including iMessage, WhatsApp, Zoom, and more.

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Regulatory Reporting

Optimized MiFID II transaction reporting solution with automated workflows and advanced data validations - saving you cost and freeing up resource while improving your data and reporting quality.

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Best Execution & TCA

Asset-class agnostic Best Execution monitoring and Transaction Cost Analysis (TCA) solution that simplifies compliance and enables you to effortlessly demonstrate that Best Execution was achieved.

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Insights

Next-generation reporting solution that transforms how you visualize, analyze, and use data - enabling you to harness the full power of your information beyond regulatory compliance.

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Compliance keeps moving

With SteelEye, you stay ahead.

Financial firms across the globe use SteelEye for Compliance

“The SteelEye implementation has helped us to improve the level of control and accuracy we have around our MIFID II transaction reporting. We selected SteelEye because of the quality of their technology, the regulatory expertize demonstrated by their team and their willingness to support our tight implementation timelines.”

KEITH FRIMPONG, GLOBAL HEAD OF OPERATIONS CHANGE
SCHRODERS

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"Rather than approaching compliance obligations from the perspective of the individual regulations, SteelEye focuses on data and technology first. As we were evaluating our options, this gave us comfort that they would meet all of our needs."

MATTHEW WRIGHT, CEO
CAPITAL INDEX

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“SteelEye enables us to automate as much of our compliance set up as possible, reducing the complexity of what can otherwise be an arduous and painful process. Very few other vendors offer the same breadth of regulatory compliance solutions.”

AIDAN BRADY, CHIEF OPERATING OFFICER
ARDENT FINANCIAL

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“We were looking for a solution that would allow us to meet our regulatory requirements and consolidate our ever-growing number of supported platforms, communication channels and trade and order systems. SteelEye provided that solution.”

PATRICK FIETJE, CEO
TAVIRA SECURITIES

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“We were impressed not only by the SteelEye user-interface and features, but by the fact that everyone we met were genuinely trying to solve our problems, not just sell us a solution.”

ALEX HUGHES, OPERATIONS OFFICER
THEOREMA

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"SteelEye provide us with an excellent solution for our MiFID reporting requirements.”

COMPLIANCE OFFICER
GK PRO

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“We have seen major benefit from the SteelEye solution. Not only in terms of meeting regulatory requirements for record-keeping and reporting, but also in terms of being able to derive important insight from interrogating the data to help us run our business more efficiently.”

IAN WEBB, CHIEF COMPLIANCE OFFICER
AVATRADE

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“We were looking for an independent vendor that would enable us to proactively manage our regulatory obligations. We also wanted a solution that would allow us to respond to regulatory change quicker. SteelEye was the perfect fit.”

EMMANUEL DRUJON, CHIEF OPERATING OFFICER AND RISK MANAGER
CIAM

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“With SteelEye, we can meet multiple regulatory requirements within one platform, utilising the same data set, and get enhanced insight into our operations.”

PETER JOHNSON, DIRECTOR (LEGAL & COMPLIANCE)
DMA

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Chief executive /
Operating officers

Compliance /
Risk officers

Your trusted advisor

At SteelEye, we don’t believe in just selling solutions.

As a SteelEye client, you can call on our experts to help guide and advise you on your regulatory journey.
We work closely with you to share our experiences and complement your in-house teams with our regulatory and technical expertise. We also offer ongoing training opportunities to ensure that you fully understand and successfully manage your regulatory obligations.

Discover our unique approach