White Papers, E-Books and Guides

A guide to reducing the Complexity and Cost of Compliance

How to simplify Trade Surveillance, Communications Oversight, Best Execution and Reporting, while increasing automation, reducing risk and saving cost.

5 ways to Comply Smarter with Financial Regulation

Looking at five key areas that can help financial firms improve how they manage their compliance requirements and prepare for regulatory change.

5 Steps to Great Compliance Data Governance

Data is now key for financial regulatory compliance, yet so many firms get it wrong. This e-book looks at 5 ways financial firms can improve data governance for enhanced compliance.

Financial Services Compliance - The Complete Guide

Exploring the key challenges around regulatory change that compliance teams are facing today and how a data-centric approach can help.

RegTech Glossary

The language used in RegTech is full of abbreviations and complex terminology that can be confusing even to those with years of experience in the industry. This guide is designed to help you stay up-to-date with some of the more common RegTech terms

Compliance Technology Vendor Comparison

This page details the differences between SteelEye and other regulatory technology solutions. Choosing the right compliance platform is critical. We want you to have the best information possible to do so.

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