White Papers, E-Books and Guides

White Paper: The Rise of AI in Financial Services

Exploring how financial services firms and regulators are engaging with emerging technologies such as AI and ML and why they are becoming so important for firms today.

White Paper: Mounting Pressure on MAR Surveillance

Exploring the increasingly important market abuse surveillance rules to both UK & European regulators ever since the Market Abuse Regulation (MAR) came into effect in 2016, replacing the Market Abuse Directive (MAD).

White Paper: Establishing Effective Trade Supervision

Exploring the trade supervision requirements hedge funds and asset managers in North America need to comply with and how to establish robust and effective compliance policies and procedures.

Report: The Future of Regulatory Reporting

Discussing the main challenges firms face when it comes to regulatory reporting and what they can do to get reporting right. This report includes the results from the poll that we ran during the webinar "The Future of Regulatory Reporting".

A guide to reducing the Complexity and Cost of Compliance

How to simplify Trade Surveillance, Communications Oversight, Best Execution and Reporting, while increasing automation, reducing risk and saving cost.

5 ways to Comply Smarter with Financial Regulation

Looking at five key areas that can help financial firms improve how they manage their compliance requirements and prepare for regulatory change.

Financial Services Compliance - The Complete Guide

Exploring the key challenges around regulatory change that compliance teams are facing today and how a data-centric approach can help.

5 Steps to Great Compliance Data Governance

Data is now key for financial regulatory compliance, yet so many firms get it wrong. This e-book looks at 5 ways financial firms can improve data governance for enhanced compliance.

RegTech Glossary

The language used in RegTech is full of abbreviations and complex terminology that can be confusing even to those with years of experience in the industry. This guide is designed to help you stay up-to-date with some of the more common RegTech terms

Compliance Technology Vendor Comparison

This page details the differences between SteelEye and other regulatory technology solutions. Choosing the right compliance platform is critical. We want you to have the best information possible to do so.

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