Integrated Trade & Communications Surveillance

Empowering you to focus on what matters, all from a single platform.

The need for
Integrated Surveillance

Monitoring the wide variety and high volume of communications across ever-expanding collaboration channels is complex and costly. At the same time, increasing trade surveillance regulations and regulatory scrutiny add operational overhead and risk.

Compounding these challenges is the fact that communications and trade surveillance systems aren’t aligned, which creates awkward workflows, inefficient processes, and high false positive rates. Siloed data limits oversight, often resulting in missed signals of risk, while disparate systems and processes make it hard to carry out investigations and onboard new tools and channels. 

With endless priorities but not nearly enough resources or time to get them all done, surveillance teams must often make the difficult decision about which risks to focus on. However, if they get it wrong, the consequences can be grave.

To protect your firm, clients, investors, and reputation, you need to ensure you can detect, investigate, and action all significant risks. This requires a holistic surveillance approach.

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Turn Supervision into Super Vision
with Holistic Surveillance

SteelEye is the first and only truly integrated trade and communications surveillance solution. We empower you with the data-driven tools and complete insights you need to focus on what matters, all from a single platform. The holistic surveillance platform combines all your structured and unstructured data across any asset class, communication type, and system under a single lens so you can monitor and manage it all in one place.

SteelEye's holistic platform lets you run intelligent alerts across your entire portfolio and uses contextual data to reduce false positives. When an alert is triggered, surveillance teams can string together orders, trades, communications, market data, and news into a single case with only a few button clicks, enabling them to effectively investigate scenarios and determine whether any rules were broken. 

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Get A Single Source of Truth

Our streamlined surveillance workflow ensures surveillance teams no longer need to look in multiple places to assess risk. Instead, they get a single source of meaningful data. This means complete oversight, a consistent process across global teams, and speedy investigations. 

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Proactively Detect Risks

Our state-of-the-art algorithms and intelligent alerts proactively detect market manipulation and compliance breaches, while contextual data from systems that normally wouldn't communicate reduces false positives.

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Gain A Competitive Edge

By streamlining manual processes, our integrated surveillance solution boosts productivity, lowers the total cost of ownership, and enables firms to gain a competitive edge through data intelligence. 

An Integrated Solution for Communications and Trade Surveillance

With complete control over your data, you’ll be able to react to challenges faster and smarter – giving you the competitive edge you need in today’s market. 

LEARN MORE ABOUT STEELEYE'S TRADE SURVEILLANCE

LEARN MORE ABOUT STEELEYE'S COMMUNICATIONS SURVEILLANCE

We capture:

  • Communications - from 80+ sources including Voice, WhatsApp, Zoom, and Bloomberg Chat

  • Trades & Orders - from 50+ trade and order data handlers 

  • Market Data - for more intelligent market abuse alerts, benchmarking, and insight

  • News and social media - or any other database you want to capture, compliantly archive, and/or monitor

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Get an Overview of the
Holistic Surveillance Solution

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SteelEye’s Integrated Surveillance Solution is built on three core layers

Record Keeping

  • Robust, secure record keeping is a critical function for any firm competing in the financial markets. Robust, secure record keeping is a critical function for any firm competing in the financial markets.
  • We can integrate almost any dataset and store it in an immutable, WORM-compliant, secure platform to meet archiving, data retrieval, case management, and legal hold needs. We can integrate almost any dataset and store it in an immutable, WORM-compliant, secure platform to meet archiving, data retrieval, case management, and legal hold needs.
  • With all data audited and securely archived, it is easy to share records with regulators and prove that the data has been untampered with. With all data audited and securely archived, it is easy to share records with regulators and prove that the data has been untampered with.

Oversight

  • A dynamic user interface brings your data to life and enables teams to efficiently review, analyze, and understand the data they are responsible for. A dynamic user interface brings your data to life and enables teams to efficiently review, analyze, and understand the data they are responsible for.
  • The integrated surveillance solution uses contextual data to reduce false positives, while increasing the information at your disposal to investigate real threats. This improves efficiency and allows compliance teams to focus on the alerts that matter. The integrated surveillance solution uses contextual data to reduce false positives, while increasing the information at your disposal to investigate real threats. This improves efficiency and allows compliance teams to focus on the alerts that matter.
  • Additionally, with everything being documented and timestamped, it is easy to demonstrate that you have the policies and procedures in place for operational supervision. Additionally, with everything being documented and timestamped, it is easy to demonstrate that you have the policies and procedures in place for operational supervision.

Intelligence

  • SteelEye's holistic surveillance platform provides advanced analytics that serve relevant information from data – telling you what you need to know before you even ask the question. SteelEye's holistic surveillance platform provides advanced analytics that serve relevant information from data – telling you what you need to know before you even ask the question.
  • This means that compliance and operations teams don’t need to spend hours performing manual searches across disparate systems to gather basic facts. This means that compliance and operations teams don’t need to spend hours performing manual searches across disparate systems to gather basic facts.
  • The holistic surveillance solution gives you full visibility and control of your trading and compliance operations, with cutting-edge analytics that provide timely insights on risks and opportunities. The holistic surveillance solution gives you full visibility and control of your trading and compliance operations, with cutting-edge analytics that provide timely insights on risks and opportunities.

Download the Holistic Surveillance factsheet to learn more

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Get Integrated Surveillance factsheet to see how we can:

- Strengthen your market manipulation detection -

- Improve your data analysis of trades and communications -

- Demonstrate continuous financial compliance -

- Automate essential processes to free up time -

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Latest News

SteelEye implements ChatGPT in its Integrated Surveillance platform

| 23 Mar 2023

The ABC of Unmonitored & Unauthorized Communication Channels

| 22 Mar 2023

Data and system proliferation: Why integrated surveillance is required

| 16 Mar 2023

SteelEye’s women in RegTech: Patrícia Lima, Data Intelligence Lead

| 14 Mar 2023

SteelEye Wins Technology Innovation Award by With Intelligence

| 17 Feb 2023

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| 15 Feb 2023
SteelEye Best Market-Surveillance Tool
Award Winning Solution

SteelEye's Integrated Surveillance was named the Best Market Surveillance Tool by Waters in the 2022 Buy-Side Technology Awards.

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