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    Communications Oversight

    The Complete Communications Compliance Platform for Record Keeping, Analytics, Monitoring, and Surveillance

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    SteelEye-Oversight-the-complete-communications-compliance-platform

    Comms Capture & Record Keeping

     

    Record keeping is the foundation of all compliance requirements. SteelEye's communications compliance platform enables you to capture your communications data from a wealth of eComms, vComms and traditional channels and store those records compliantly in line with regulatory obligations under FINRA, SEC, IIROC, Dodd-Frank, MAR and MiFID II.

    Learn more about our Comms Capture

    SteelEye Communications Capture and Record Keeping

     Learn more about SteelEye's Enterprise Communications Record Keeping

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    Global Communications Monitoring

    The number of communications channels that exist today have made it increasingly difficult for financial firms to identify market abuse and conduct risks. To comply with regulation, firms need to not only capture communications from the wide range of platforms used by regulated employees but also monitor this data to demonstrate that policies are being adhered to. With SteelEye's Communications Compliance Platform you can monitor, manage, and control all your communications data globally on a single platform.

    Learn more about our Comms Surveillance Lite

    Learn more about SteelEye's Communications Monitoring & Surveillance

    Advanced Surveillance for Enhanced Risk Detection

    As financial firms scale, so do their communications surveillance requirements. The larger trading teams become, the more sophisticated oversight technology is required to sift through the vast volumes of data to identify threats and reduce false positives. The SteelEye Communications Compliance Platform provides compliance and surveillance teams with advanced surveillance algorithms that identify early warning signs of misconduct whilst reducing false positives so that bad actors can be stopped before any financial crime or misconduct has taken place.

    Learn more about our Comms Surveillance Pro

     

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    SteelEye's Communications Compliance Suite

    Comms
    Capture

    For smaller firms who simply require a communications archiving and eDiscovery solution

    • Record keeping Record keeping
    • Case Manager Case Manager
    • Insights Insights

    Comms
    Surveillance Lite

    For firms that want to increase control, oversight of and access to their comms data through a flexible and cost-effective platform

    • Record keeping Record keeping
    • Case Manager Case Manager
    • Insights Insights
    • Access to 3 SteelEye surveillance behaviors Access to 3 SteelEye surveillance behaviors
      Conflict and Complaints, Inappropriate Behaviour, Market Abuse
      Conflict and Complaints, Inappropriate Behaviour, Market Abuse
    • Ability to build customized alerting rules Ability to build customized alerting rules
      For example, attribute-based alerting, looking at emails sent by a specific person or team after a specific time.
      For example, attribute-based alerting, looking at emails sent by a specific person or team after a specific time.
    • Ability to build own lexicon Ability to build own lexicon

    Comms
    Surveillance Pro

    For larger firms that require a sophisticated solution for identifying risks so that bad actors can be stopped before any financial crime or misconduct has taken place

    • Record keeping Record keeping
    • Case manager Case manager
    • Insights Insights
    • Access to all SteelEye surveillance behaviors Access to all SteelEye surveillance behaviors
    • Ability to build customized alerting rules Ability to build customized alerting rules
      For example, attribute-based alerting, looking at emails sent by a specific person or team after a specific time.
      For example, attribute-based alerting, looking at emails sent by a specific person or team after a specific time.
    • Ability to build own lexicon Ability to build own lexicon
    • Machine Learning – Zoning Machine Learning – Zoning
      Ability to make rules based on where a piece of communication is located. For example, teams can exclude information in the disclaimer or in the ‘rest of thread’ from triggering alerts, so that you only monitor for the authored content.
      Ability to make rules based on where a piece of communication is located. For example, teams can exclude information in the disclaimer or in the ‘rest of thread’ from triggering alerts, so that you only monitor for the authored content.
    • Machine Learning – Classifier Machine Learning – Classifier
      This categorizes eComms into various categories including; research notes, pricing runs, market color, newsletters, and more. Any policy then affords the ability to exclude classes of categories in order to reduce false positives.
      This categorizes eComms into various categories including; research notes, pricing runs, market color, newsletters, and more. Any policy then affords the ability to exclude classes of categories in order to reduce false positives.

    We simplify communications capture, archiving, eDiscovery and surveillance no matter your business type or role

    Compliance Officers, Managers & Analysts

    With all your communications in one place, you get a holistic view of and instant access to all your data - making it easy to respond to regulatory requests, carry out investigations, and control what is happening across your organization.

    Investment advisors & private equity

    By capturing all your communications on SteelEye's communications compliance platform, you can meet your archiving obligations in an easy way and establish a full audit trail of who is communicating with who, and when.

    Legal staff

    By bringing everything together under a single lens, eDiscovery becomes effortless - reducing both cost and time. SteelEye's communications compliance platform makes it easy for you to produce records for audits, investigations, or litigation purposes.

    Technologists & Information Officers

    In SteelEye, all your data is ingested and stored in a Write Once, Read Many format, satisfying global requirements record keeping and achieving. Plus, our proprietary data audit tracks every interaction with the platform giving you full control over who sees and does what and when.

    Heads of Surveillance & Analysts

    With SteelEye's communications compliance platform, you can control, oversee, and analyze all your comms data in one place - with straightforward investigations and escalations. Our context reading technology reduces false positives and makes it easier for you to identify the real threats.

    Communications incl number
    Book a demo

    We’ll give you a tour of our communications compliance platform, so you can see how data insight drives results.

    See it in action

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    LOCATIONS

    United Kingdom - 5th Floor, 55 Strand, London, WC2N 5LR

    France - 4 Place de la Défense
    92974 Paris la Défense 4

    United States - 600 Fifth Avenue, New York, NY 10020

    India - No. 613, 12th Main, HAL 2nd Stage, Bangalore - 560008

    UK

    +44 203 176 8301

    US

    +1 516-777-9931
    Send us a message

    STEELEYE LIMITED, A COMPANY REGISTERED IN ENGLAND AND WALES WITH COMPANY NUMBER: 10581067, VAT NUMBER: 260818307 AND REGISTERED ADDRESS AT 55 STRAND, LONDON, WC2N 5LR.

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