Communications Oversight

The Complete Communications Compliance Platform for Record Keeping, Analytics, Monitoring, and Surveillance

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Comms Capture & Record Keeping

 

Record keeping is the foundation of all compliance requirements. SteelEye's communications compliance platform enables you to capture your communications data from a wealth of eComms, vComms, and traditional channels and store those records compliantly in line with regulatory obligations under FINRA, SEC, IIROC, MAR, and MiFID II.

Learn more about our Comms Capture

SteelEye Communications Capture and Record Keeping

 Learn more about SteelEye's Enterprise Communications Record Keeping

Intelligent Communications Surveillance

The number of communications channels that exist today have made it increasingly difficult for financial firms to identify market abuse and conduct risks. To comply with regulations, firms need to not only capture communications from the wide range of platforms used by regulated employees, but also monitor this data to demonstrate that policies are being adhered to. With SteelEye's Communications Compliance Platform you can monitor, manage, and control all your communications data globally on a single platform.

Learn more about our Comms Surveillance

 

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Learn more about SteelEye's Communications Monitoring & Surveillance

We simplify communications capture, archiving, eDiscovery, and surveillance regardless of your business type or role

Compliance Officers, Managers & Analysts

With all your communications in one place, you get a holistic view of and instant access to all your data - making it easy to respond to regulatory requests, carry out investigations, and control what is happening across your organization.

Investment advisors & private equity

By capturing all your communications on SteelEye's communications compliance platform, you can easily meet your archiving obligations and establish a full audit trail of who is communicating with who, and when.

Legal staff & Auditors

By bringing everything together under a single lens, eDiscovery becomes effortless - reducing both cost and time. SteelEye's communications compliance platform makes it easy for you to produce records for audits, investigations, or litigation purposes.

Technologists & Information Officers

With SteelEye, all your data is integrated and stored in a Write Once, Read Many (WORM) format, satisfying global requirements for record keeping and archiving. Additionally, our proprietary data audit tracks every interaction with the platform, giving you full control over who sees and does what and when.

Heads of Surveillance & Analysts

With SteelEye's communications compliance platform, you can control, oversee, and analyze all your communications data in one place - with straightforward investigations and escalations. Our context reading technology reduces false positives and makes it easier for you to identify the real threats.

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Latest News

SteelEye Named Best Regtech Solution at Hedge Fund Services Awards 2026

| 11 May 2026

Financial Services Compliance in Real-Time: Regs & Eggs 2026

| 22 Apr 2026

Why Surveillance and Sanctions Must Align in Volatile Markets

| 30 Mar 2026

Regulatory Priorities for 2026: What the SEC, FINRA, and CFTC Are Signaling to the Financial Industry

| 19 Feb 2026

The Compliance Crucible: How North American Financial Firms Can Close the E-Discovery Gap

| 18 Dec 2025

Strengthening Culture and Compliance in Times of Change: Insights from Regs & Eggs New York 2025

| 20 Nov 2025
US Markets Choice Awards 2023 - Best in Regtech
AWARD WINNING SOLUTION

SteelEye was named the Best in RegTech in the 2023 US Markets Choice Awards.

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