Compliance Communications Monitoring

Increase the control and oversight you have over your communications data with SteelEye's flexible and cost-effective Communications Surveillance Lite platform

Communications Oversight> Communications Surveillance Lite

Communications Monitoring - SteelEye

Lower your risk. Monitor, manage and control your communications on a single platform.

The number of communications channels and eComms / vComms records that exist today have made it increasingly difficult for financial firms to comply with regulation and proactively identify signs of misconduct and market abuse. To stay ahead of their regulatory obligations, firms need to not only capture all communications by regulated employees, but also monitor this data to demonstrate that the policies are being adhered to. With SteelEye's communications monitoring, firms can easily manage, oversee and control all their communications data on a single communications monitoring platform.

SteelEye Communications Monitoring - 0 Communications channels in one platform

+50 COMMUNICATIONS CHANNELS. 
ONE PLATFORM.

Global regulatory requirements imposed by FINRA, SEC, IIROC, MAR and MiFID II include strict rules around how regulated financial firms must capture and monitor communications records. SteelEye's Communications Surveillance Lite enables you to bring together and oversee all your communications and apply straight-forward logic to detect and mitigate risk. This means you can stay ahead of global regulatory requirements while making use of your data like never before. 

What is included in  SteelEye's Communications Monitoring Platform: 

- Communications Record Keeping, eDiscovery and case manager -
- Customisable alerting rules -
- Access to SteelEye's advanced lexicon -
- 3 SteelEye surveillance behaviours -

See it in action | Book a demo >

SteelEye-Communications-Surveillance (1)

For more sophisticated surveillance requirements, including additional surveillance behaviours and the use of artificial intelligence and context reading technology to reduce false positives and refine results - see our Communications Surveillance Pro. 

Learn more about our Comms Surveillance Pro

How SteelEye's Communications Monitoring works:

Data consolidation

We bring your communications data from a wealth of systems and channels together on our data-centric communications monitoring platform, where it is cleansed, normalised, indexed and made instantly available.

Advanced case manager

Using the SteelEye dashboard and case manager, you can easily and quickly search through, filter and export employee communications to identify suspicious behaviours, policy violations and conduct issues.

Enhanced risk mitigation

Using SteelEye's lexicon, rules engine and surveillance behaviours, you can set up automated alerts when specific criteria is met - ensuring you stay on top of risks while freeing up time.

Download the FactSheet

SteelEye-Communications-Surveillance-Lite-Communications-Monitoring

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Best Regulatory Reporting Solution B&W 2-1
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HFM Award Website
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Buy-side technology awards2-1
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Best Regulatory Reporting Solution B&W 2-1
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Waters Tech Award Logo B&W

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