The introduction of regulations like MiFID II, SFTR, MAR, SM&CR and GDPR are changing how firms operate, putting increasing emphasis on transparency, reporting, control and oversight. In this webinar, we will be looking at the regulatory landscape, discussing how firms can Comply Smarter and derive new value from compliance.
Implementing solutions that enable firms to meet their obligations is no small task, especially since regulators want to see that firms have compliance processes and procedures in place which are customised to their specific businesses. With regulators increasing the crackdown on compliance, it is important that firms have the right solutions in place to meet their obligations and avoid sanctions, fines and reputational damage.
So how can firms meet the expectations of the regulator?
How can they comply without draining their resources?
Is there a way for firms to meet their regulatory obligations while deriving new/additional value?
These are the questions we are looking at in this webinar hosted by compliance experts Helen Bevis, Client Relationship Director at SteelEye, and Caroline Michel, Director & Co-founder of Deontea.
Date: 11 September 2019
Time: 14.00 BST
Regulatory landscape and increasing pressures to comply
Impact on financial firms
Different approaches to regulatory compliance and key considerations
STEELEYE LIMITED, A COMPANY REGISTERED IN ENGLAND AND WALES WITH COMPANY NUMBER: 10581067, VAT NUMBER: 260818307 AND REGISTERED ADDRESS AT FRONT SUITE, FIRST FLOOR, 131 HIGH STREET, TEDDINGTON, TW11 8HH