Valbury Capital streamline MiFID II and MAR compliance with SteelEye

Background

When MiFID II was introduced it impacted over 9,000 market participants across Europe, requiring firms to report and record data in far greater depth and scope than ever before. This includes trade and communication data for all activities, services and transactions for up to 7 years. Even when a transaction is not yet concluded, the record must be accurate and readily retrievable. But without large, dedicated IT resources, meeting the demands of MiFID II is costly and challenging.

Solution

SteelEye provided Valbury with a completely bespoke solution to their compliance needs, delivering a tailored data platform for record keeping, trade reconstruction, transaction reporting, best execution reporting, and trade and communications surveillance. SteelEye even integrates with Valbury’s voice recording and transcription provider, providing Valbury with the robust, tried and tested solution they were looking for.

Benefits

• Customised Compliance
  Deploying SteelEye has enabled Valbury to implement processes for compliance management and oversight that are deeply customised to their individual business.

• Process Automation
  Valbury now have the tools to automate large parts of their compliance processes, effortlessly complying with MiFID II and MAR.

• Future proofing and flexibility 
  With a wealth of data unified on one system, Valbury can audit and retrieve information within minutes. 

• Enhanced analytics
  By consolidating data from otherwise disparate sources, Valbury gain new insights into their operations.

About Valbury Capital

Valbury Capital is an established, full-service brokerage dedicated to the interests of experienced, mid-market investors. In a space dominated by aggressive platform providers and dispassionate institutions, we take a uniquely personal approach. Valbury offer a comprehensive, multi-asset, multiplatform service, combining expert voice broking with access to market-leading technology, or the seamless integration of the two. For further information, please visit: www.valburycapital.com.