Optimised MIFID II and MAR financial compliance with SteelEye

Background Solution Benefits Services Used About Valbury

Background

When MiFID II was introduced it impacted over 9,000 market participants across Europe, requiring firms to report and record data in far greater depth and scope than ever before. This includes trade and communication data for all activities, services and transactions for up to 7 years. Even when a transaction is not yet concluded, the record must be accurate and readily retrievable. But without large, dedicated IT resources, meeting the demands of MiFID II is costly and challenging.

REQUIREMENT:

With the increased demands for record keeping, reporting and surveillance required by MiFID II and MAR, Valbury Capital needed a compliance solution tailored specifically to their business that would enable them to comply in an increasingly efficient way.

“We wanted a robust solution with an implementation team that could deliver a solution tailored to our specific needs”

Mark Hanney, Chief Executive Officer, Valbury

Solution

SteelEye provided Valbury with a completely bespoke solution to their compliance needs, delivering a tailored data platform for record keeping, trade reconstruction, transaction reporting, best execution reporting, and trade and communications surveillance. SteelEye even integrates with Valbury’s voice recording and transcription provider, providing Valbury with the robust, tried and tested solution they were looking for.

“SteelEye has allowed us to meet our specific compliance needs whilst automating large parts of our regulatory processes post MiFID II”

Mark Hanney, Chief Executive Officer, Valbury

Benefits

Customised Compliance
Deploying SteelEye has enabled Valbury to implement processes for compliance management and oversight that are deeply customised to their individual business.
Process Automation
Valbury now have the tools to automate large parts of their compliance processes, effortlessly complying with MiFID II and MAR.
Future proofing and flexibility
With a wealth of data unified on one system, Valbury can audit and retrieve information within minutes.
Enhanced analytics
By consolidating data from otherwise disparate sources, Valbury gain new insights into their operations.

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Services used:

Core Package

Transaction Reporting

Communications Surveillance

Trade Surveillance

Best Execution and TCA

About Valbury Capital

Valbury Capital is an established, full-service brokerage dedicated to the interests of experienced, mid-market investors. In a space dominated by aggressive platform providers and dispassionate institutions, we take a uniquely personal approach. Valbury offer a comprehensive, multi-asset, multiplatform service, combining expert voice broking with access to market-leading technology, or the seamless integration of the two. For further information, please visit: www.valburycapital.com.

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Valbury Capital streamline MiFID II and MAR compliance with SteelEye