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    SteelEye

    SteelEye

    About SteelEye

    SteelEye is a RegTech and data analytics firm that was established to reduce the complexity and cost of financial compliance and enable firms globally to manage their regulatory obligations through a single platform. SteelEye’s ability to capture, cleanse, index and analyse structured and unstructured data across all asset classes and communication types enables clients to effortlessly meet their regulatory needs. And with everything under one lens, firms also gain fresh insight into their business, helping them improve their efficiency and profitability.

    UBS 2025 CFTC Fine - $5,000,000
    Enforcement

    UBS Fine - $5m - Inadequate Supervision - CFTC - Sep-25

    SteelEye    |    03 September 2025

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    Bank of New York Mellon 2025 CFTC Fine - $500,000
    Enforcement

    Bank of New York Mellon Fine - $500k - Record Keeping CFTC - Sep-25

    SteelEye    |    03 September 2025

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    Santander 2025 CFTC Fine - $500,000
    Enforcement

    Santander Fine - $500k - Record Keeping CFTC - Sep-25

    SteelEye    |    03 September 2025

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    SMBC 2025 CFTC Fine -$500,000
    Enforcement

    SMBC Fine - $500k - Record Keeping CFTC - Sep-25

    SteelEye    |    03 September 2025

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    Citigroup 2025 CFTC Fine - $1,500,000
    Enforcement

    Citigroup Fine - $1.5m - Trade Reporting - CFTC - Sep-25

    SteelEye    |    03 September 2025

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    Andrew Buckanavage 2025 FINRA Fine - $177,962.80
    Enforcement

    Andrew Buckanavage Fine - $178k - Failure to Provide Testimony - FINRA - Sep-25

    SteelEye    |    02 September 2025

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    Societe Generale 2025 ASIC Fine - $3,880,100
    Enforcement

    Societe Generale Fine - A$3.8m - Market Manipulation - ASIC- Sep-25

    SteelEye    |    01 September 2025

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    SEBI fines Capital Finance and Investments LLP $1k
    Enforcement

    Capital Finance and Investments LLP Fine - $1k - Failure to Appear - SEBI - Aug-25

    SteelEye    |    28 August 2025

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    TerraCom ASIC Fine: $7.5M penalty for contravening whistleblower protections
    Enforcement

    TerraCom Fine - $7.5m - Whistleblower Protections - ASIC - Aug-25

    SteelEye    |    26 August 2025

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    Enforcement

    Mercer Super Trust - Insufficient Systems - ASIC- Aug-25

    SteelEye    |    14 August 2025

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    United States - 276 5th Avenue, Suite 502-503, New York, NY 10001

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    STEELEYE LIMITED, A COMPANY REGISTERED IN ENGLAND AND WALES WITH COMPANY NUMBER: 10581067, VAT NUMBER: 260818307 AND REGISTERED ADDRESS AT 55 STRAND, LONDON, WC2N 5LR.

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