Close Form

    Posts by SteelEye

    SteelEye

    SteelEye

    About SteelEye

    SteelEye is a RegTech and data analytics firm that was established to reduce the complexity and cost of financial compliance and enable firms globally to manage their regulatory obligations through a single platform. SteelEye’s ability to capture, cleanse, index and analyse structured and unstructured data across all asset classes and communication types enables clients to effortlessly meet their regulatory needs. And with everything under one lens, firms also gain fresh insight into their business, helping them improve their efficiency and profitability.

    NAB $15.5M penalty for violating ASIC rules
    Enforcement

    National Australia Bank Fine - $15.5m - Consumer Protection - ASIC - Aug-25

    SteelEye    |    13 August 2025

    Read More
    Bruce Conway 2025 SEC Fine - $160,936.22
    Enforcement

    Bruce Conway Fine - $160k - Insider Trading - SEC - Aug-25

    SteelEye    |    07 August 2025

    Read More
    MediaAlpha FTC Fine: $45M penalty for violating FTC rules
    Enforcement

    MediaAlpha Fine - $45m - Unfair and Deceptive Practices - FTC - Aug-25

    SteelEye    |    06 August 2025

    Read More
    MUFG Securities Fined $9.8 Million by SEC
    Enforcement

    MUFG Fine - $9.8m - Substituted Compliance - SEC - Aug-25

    SteelEye    |    06 August 2025

    Read More
    Assurance IQ hit with $100M FTC fine
    Enforcement

    Assurance IQ Fine - $100m - Fraud - FTC - Aug-25

    SteelEye    |    06 August 2025

    Read More
    Sigma Broking Fined £1,087,300 by FCA
    Enforcement

    Sigma Broking Fine - £1.1m - Transaction Reporting Failures - FCA - Jul-25

    SteelEye    |    29 July 2025

    Read More
    Jeremy Clark 2025 CIRO Fine - $80,000
    Enforcement

    Jeremy Clark Fine - $80k - Conflict of Interest - CIRO - Jul-25

    SteelEye    |    24 July 2025

    Read More
    First National Bank 2025 OCC Enforcement - Corrective Measures Ordered
    Enforcement

    First National Bank - Liquidity Issues - OCC - Jul-25

    SteelEye    |    16 July 2025

    Read More
    Interactive Brokers 2025 - OFAC Fine - $11,832,136
    Enforcement

    Interactive Brokers Fine - $11.8m - AML - OFAC - Jul-25

    SteelEye    |    15 July 2025

    Read More
    Barclays Bank FCA Fine £39.3
    Enforcement

    Barclays Bank Fine - £39.3 - AML - FCA - Jul-25

    SteelEye    |    14 July 2025

    Read More
    < Prev
    Next >
    cta_graphic
    Don’t Just Comply. Compete.

    Gain the insight to steal a march on your competitors, with a single lens for all your financial data.

    Book a Demo

    Solutions

    About

    LOCATIONS

    United Kingdom - 5th Floor, 55 Strand, London, WC2N 5LR

    United States - 276 5th Avenue, Suite 502-503, New York, NY 10001

    Singapore - #02-11, 13 Stamford Road, Singapore 178905

    Portugal - Av. da Liberdade 747 1ºD, 4710-251 Braga

    India - No. 613, 12th Main, HAL 2nd Stage, Bangalore - 560008

    UK

    +44 203 176 8301

    US

    +1 516-777-9931
    Send us a message

    STEELEYE LIMITED, A COMPANY REGISTERED IN ENGLAND AND WALES WITH COMPANY NUMBER: 10581067, VAT NUMBER: 260818307 AND REGISTERED ADDRESS AT 55 STRAND, LONDON, WC2N 5LR.

    aicpa-soc logo aicpa-soc logo