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    SteelEye

    SteelEye

    About SteelEye

    SteelEye is a RegTech and data analytics firm that was established to reduce the complexity and cost of financial compliance and enable firms globally to manage their regulatory obligations through a single platform. SteelEye’s ability to capture, cleanse, index and analyse structured and unstructured data across all asset classes and communication types enables clients to effortlessly meet their regulatory needs. And with everything under one lens, firms also gain fresh insight into their business, helping them improve their efficiency and profitability.

    Robinhood 2025 SEC Fine - $45 Million
    Enforcement

    Robinhood Fine - $45M - SEC - Regulatory Violations - Jan 2025

    SteelEye    |    13 January 2025

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    EcoR1 Capital 2025 AMF Fine - €10 million
    Enforcement

    EcoR1 Capital Fine - €10M - Marking the Close – AMF - Dec 2024

    SteelEye    |    13 December 2024

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    Eric Cobb/SeaCrest 2024 SEC Fine - $375,000
    Enforcement

    Eric Cobb/SeaCrest Fine - $375k - Cherry Picking – SEC - DEC 2024

    SteelEye    |    12 December 2024

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    Netflix Fine - €4.7m - GDPR - AP (Dutch DPA) - Nov-24
    Enforcement

    Netflix Fine - €4.7m - GDPR - AP (Dutch DPA) - Nov-24

    SteelEye    |    26 November 2024

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    Ken Leech 2024 SEC Cherry Picking Charge
    Enforcement

    Ken Leech Charge - Unfair Allocations (Cherry-Picking) - SEC - Nov 2024

    SteelEye    |    25 November 2024

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    SteelEye - Beyond Market Surveillance: Insights from Regs & Eggs New York 2024
    Blog

    Beyond Market Surveillance: Insights from Regs & Eggs New York 2024

    SteelEye    |    19 November 2024

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    Macquarie Bank London Fine - £13m - Inadequate Trading Controls - FCA
    Enforcement

    Macquarie Bank London Fine - £13m - Fictitious Trades - FCA - Nov 24

    SteelEye    |    18 November 2024

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    SteelEye's Key Takeaways from XLoD Global – London 2025: Navigating Non-Financial Risk, Control, and Compliance in a Complex Landscape
    Blog

    SteelEye's Key Takeaways from XLoD Global – London 2024: Navigating Non-Financial Risk, Control, and Compliance in a Complex Landscape

    SteelEye    |    15 November 2024

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    Metro Bank Fine - £16.7m - Inadequate Transaction Monitoring - FCA
    Enforcement

    Metro Bank Fine - £16.7m - Inadequate Transaction Monitoring - FCA - Nov 24

    SteelEye    |    12 November 2024

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    Desjardins Securities CIRO Fine: $225,000 penalty for supervision failures
    Enforcement

    Desjardins Securities Fine - $225k - Inadequate Supervision - CIRO - Nov-24

    SteelEye    |    05 November 2024

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    United States - 276 5th Avenue, Suite 502-503, New York, NY 10001

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    STEELEYE LIMITED, A COMPANY REGISTERED IN ENGLAND AND WALES WITH COMPANY NUMBER: 10581067, VAT NUMBER: 260818307 AND REGISTERED ADDRESS AT 55 STRAND, LONDON, WC2N 5LR.

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