Sell-side compliance | SteelEye

EFFORTLESS SOLUTIONS FOR THE SELL-SIDE

Following the most recent wave of regulatory mandates implemented across the European Union, including the second Markets in Financial Instruments Directive (MiFID II), many firms have ended up with a patchwork of regulatory solutions and systems. This has resulted in scattered data and manual workflows, adding unnecessary complexity to the already onerous compliance process.

“Having reviewed other competitors in the market, SteelEye stood out by far as having superior regulatory knowledge and superior technical knowledge. Our firm is continually being met with fantastic support on both the technical and regulatory side from SteelEye.”

Compliance Officer, GK Pro | Learn more >

Reducing the ongoing complexity and cost of managing multiple regulatory regimes

SteelEye's comprehensive RegTech suite helps sell-side firms, large and small, meet their regulatory obligations through a single solution.

STEELEYE'S COMPLIANCE SUITE

Core Package

Trade Surveillance

Communications Surveillance

Regulatory Reporting

Best Execution & TCA

SMARTER COMPLIANCE

The data required for obligations like record keeping is often the same data that is required for regulatory reporting and best execution.

By bringing together all your data on one compliant platform, you are able to meet a range of your regulatory obligations. The use of intelligent workflows can then automate large parts of the compliance process and alerts can be used to detect any unwanted trends. You can also search and retrieve any record with only a few clicks, meaning that if an unexpected regulatory request comes in, you are instantly prepared and readily able to produce the records as is required under MiFID II.

"SteelEye has allowed us to meet our specific compliance needs whilst automating large parts of our regulatory processes post MiFID"

Mark Hanney, Chief Executive Officer, Valbury Capital | Learn more >

Gain New Insight

With all data in one place, you easily audit, interrogate and analyse your data from a portfolio level right down to asset class, instrument or even individual trades and orders. This allows you to gain new insights into your business activities, and ultimately:

Enhance your decision making
Increase your operational efficiencies
Improve your competitive edge