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    Lexicon Fundamentals: Building a Communications Surveillance Lexicon | SteelEye
    Blog

    Lexicon Fundamentals: Building a Communications Surveillance Lexicon

    Selina Tindall    |    07 August 2025

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    Bruce Conway 2025 SEC Fine - $160,936.22
    Enforcement

    Bruce Conway Fine - $160k - Insider Trading - SEC - Aug-25

    SteelEye    |    07 August 2025

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    MediaAlpha FTC Fine: $45M penalty for violating FTC rules
    Enforcement

    MediaAlpha Fine - $45m - Unfair and Deceptive Practices - FTC - Aug-25

    SteelEye    |    06 August 2025

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    Assurance IQ hit with $100M FTC fine
    Enforcement

    Assurance IQ Fine - $100m - Fraud - FTC - Aug-25

    SteelEye    |    06 August 2025

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    MUFG Securities Fined $9.8 Million by SEC
    Enforcement

    MUFG Fine - $9.8m - Substituted Compliance - SEC - Aug-25

    SteelEye    |    06 August 2025

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    CNMV Record Keeping Requirements - SteelEye
    Blog

    CNMV Record Keeping Requirements

    Matt Storey    |    31 July 2025

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    Sigma Broking Fined £1,087,300 by FCA
    Enforcement

    Sigma Broking Fine - £1.1m - Transaction Reporting Failures - FCA - Jul-25

    SteelEye    |    29 July 2025

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    UK Supreme Court Overturns Tom Hayes LIBOR and Carlo Palombo EURIBOR Conviction

    UK Supreme Court Overturns Tom Hayes LIBOR and Carlo Palombo EURIBOR Conviction

    Sam Taylor    |    24 July 2025

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    Is WORM Required for Record Keeping? The UK / FCA Regulatory View
    Blog

    Is WORM Required for Record Keeping? The UK / FCA Regulatory View

    Sam Taylor    |    24 July 2025

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    Jeremy Clark 2025 CIRO Fine - $80,000
    Enforcement

    Jeremy Clark Fine - $80k - Conflict of Interest - CIRO - Jul-25

    SteelEye    |    24 July 2025

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    BaFin Record Keeping Requirements
    Blog

    BaFin Record Keeping Requirements

    Matt Storey    |    17 July 2025

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    First National Bank 2025 OCC Enforcement - Corrective Measures Ordered
    Enforcement

    First National Bank - Liquidity Issues - OCC - Jul-25

    SteelEye    |    16 July 2025

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    Interactive Brokers 2025 - OFAC Fine - $11,832,136
    Enforcement

    Interactive Brokers Fine - $11.8m - AML - OFAC - Jul-25

    SteelEye    |    15 July 2025

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    Barclays Bank FCA Fine £39.3
    Enforcement

    Barclays Bank Fine - £39.3 - AML - FCA - Jul-25

    SteelEye    |    14 July 2025

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    SteelEye - An In-Depth Walkthrough of the FCA's Non Financial Misconduct (NFM) Policy Statement and Consultation Paper (CP25/18)
    Blog

    An In-Depth Walkthrough of the FCA's Non-Financial Misconduct (NFM) Policy Statement and Consultation Paper (CP25/18)

    Matt Storey    |    10 July 2025

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