Close Form

    Latest News

    Stay up-to-date as we innovate in compliance tech and data consolidation.

    Enforcement

    Mercer Super Trust - Insufficient Systems - ASIC- Aug-25

    SteelEye    |    14 August 2025

    Read More
    NAB $15.5M penalty for violating ASIC rules
    Enforcement

    National Australia Bank Fine - $15.5m - Consumer Protection - ASIC - Aug-25

    SteelEye    |    13 August 2025

    Read More
    Lexicon Fundamentals: Building a Communications Surveillance Lexicon | SteelEye
    Blog

    Lexicon Fundamentals: Building a Communications Surveillance Lexicon

    Selina Tindall    |    07 August 2025

    Read More
    Bruce Conway 2025 SEC Fine - $160,936.22
    Enforcement

    Bruce Conway Fine - $160k - Insider Trading - SEC - Aug-25

    SteelEye    |    07 August 2025

    Read More
    MediaAlpha FTC Fine: $45M penalty for violating FTC rules
    Enforcement

    MediaAlpha Fine - $45m - Unfair and Deceptive Practices - FTC - Aug-25

    SteelEye    |    06 August 2025

    Read More
    Assurance IQ hit with $100M FTC fine
    Enforcement

    Assurance IQ Fine - $100m - Fraud - FTC - Aug-25

    SteelEye    |    06 August 2025

    Read More
    MUFG Securities Fined $9.8 Million by SEC
    Enforcement

    MUFG Fine - $9.8m - Substituted Compliance - SEC - Aug-25

    SteelEye    |    06 August 2025

    Read More
    CNMV Record Keeping Requirements - SteelEye
    Blog

    CNMV Record Keeping Requirements

    Matt Storey    |    31 July 2025

    Read More
    Sigma Broking Fined £1,087,300 by FCA
    Enforcement

    Sigma Broking Fine - £1.1m - Transaction Reporting Failures - FCA - Jul-25

    SteelEye    |    29 July 2025

    Read More
    UK Supreme Court Overturns Tom Hayes LIBOR and Carlo Palombo EURIBOR Conviction

    UK Supreme Court Overturns Tom Hayes LIBOR and Carlo Palombo EURIBOR Conviction

    Sam Taylor    |    24 July 2025

    Read More
    Is WORM Required for Record Keeping? The UK / FCA Regulatory View
    Blog

    Is WORM Required for Record Keeping? The UK / FCA Regulatory View

    Sam Taylor    |    24 July 2025

    Read More
    Jeremy Clark 2025 CIRO Fine - $80,000
    Enforcement

    Jeremy Clark Fine - $80k - Conflict of Interest - CIRO - Jul-25

    SteelEye    |    24 July 2025

    Read More
    BaFin Record Keeping Requirements
    Blog

    BaFin Record Keeping Requirements

    Matt Storey    |    17 July 2025

    Read More
    First National Bank 2025 OCC Enforcement - Corrective Measures Ordered
    Enforcement

    First National Bank - Liquidity Issues - OCC - Jul-25

    SteelEye    |    16 July 2025

    Read More
    Interactive Brokers 2025 - OFAC Fine - $11,832,136
    Enforcement

    Interactive Brokers Fine - $11.8m - AML - OFAC - Jul-25

    SteelEye    |    15 July 2025

    Read More
    < Prev
    Next >
    cta_graphic
    Don’t Just Comply. Compete.

    Gain the insight to steal a march on your competitors, with a single lens for all your financial data.

    Book a Demo

    Solutions

    About

    LOCATIONS

    United Kingdom - 5th Floor, 55 Strand, London, WC2N 5LR

    United States - 600 Fifth Avenue, New York, NY 10020

    Singapore - 600 North Bridge Road #23-01 Parkview Square Singapore 188778

    Portugal - Av. da Liberdade 747 1ºD, 4710-251 Braga

    India - No. 613, 12th Main, HAL 2nd Stage, Bangalore - 560008

    UK

    +44 203 176 8301

    US

    +1 516-777-9931
    Send us a message

    STEELEYE LIMITED, A COMPANY REGISTERED IN ENGLAND AND WALES WITH COMPANY NUMBER: 10581067, VAT NUMBER: 260818307 AND REGISTERED ADDRESS AT 55 STRAND, LONDON, WC2N 5LR.

    aicpa-soc logo aicpa-soc logo