Close Form

    Latest News

    Stay up-to-date as we innovate in compliance tech and data consolidation.

    SteelEye - BigOption, BinaryBook, and BinaryOnline Fine -$451 Million - CFTC-Jan 2025
    Enforcement Actions

    BigOption, BinaryBook, and BinaryOnline Fine - $451 Million - CFTC - Jan 2025

    SteelEye    |    29 January 2025

    Read More
    Infinox Capital Limited - Fine - FCA
    Enforcement Actions

    Infinox Capital Limited - Fine - FCA - Transaction Reporting Failures

    SteelEye    |    27 January 2025

    Read More
    SteelEye - SteelEye's Financial Services Fine Tracker 2024
    Press Release

    SteelEye's Financial Services Fine Tracker 2024

    SteelEye    |    15 January 2025

    Read More
    John Lowe, Randy Grewal, Richard Ringel, and David Cooper 2025 SEC Fine - 2.5 million
    Enforcement Actions

    John Lowe, Randy Grewal, Richard Ringel, and David Cooper - Fine - SEC - $2.5M - Jan 2025

    SteelEye    |    15 January 2025

    Read More
    SteelEye - SEC Kicks off 2025 By Fining 12 Firms for Record Keeping Failures
    Regulatory Watch

    SEC Kicks off 2025 By Fining 12 Firms for Record Keeping Failures

    SteelEye    |    14 January 2025

    Read More
    SteelEye and Verint Partner to Revolutionize Voice Compliance in Financial Services
    Press Release

    SteelEye and Verint Partner to Revolutionize Voice Compliance in Financial Services

    SteelEye    |    13 January 2025

    Read More
    Robinhood 2025 SEC Fine - $45 Million
    Enforcement Actions

    Robinhood Fine - $45M - SEC - Regulatory Violations - Jan 2025

    SteelEye    |    13 January 2025

    Read More
    EcoR1 Capital 2025 AMF Fine - €10 million
    Enforcement Actions

    EcoR1 Capital Fine - €10M - Marking the Close – AMF - Dec 2024

    SteelEye    |    13 December 2024

    Read More
    Eric Cobb/SeaCrest 2024 SEC Fine - $375,000
    Enforcement Actions

    Eric Cobb/SeaCrest Fine - $375k - Cherry Picking – SEC - DEC 2024

    SteelEye    |    12 December 2024

    Read More
    Ken Leech 2024 SEC Cherry Picking Charge
    Enforcement Actions

    Ken Leech Charge - Unfair Allocations (Cherry-Picking) - SEC - Nov 2024

    SteelEye    |    25 November 2024

    Read More
    SteelEye - Beyond Market Surveillance: Insights from Regs & Eggs New York 2024
    Blog

    Beyond Market Surveillance: Insights from Regs & Eggs New York 2024

    SteelEye    |    19 November 2024

    Read More
    Macquarie Bank London Fine - £13m - Inadequate Trading Controls - FCA
    Enforcement Actions

    Macquarie Bank London Fine - £13m - Fictitious Trades - FCA - Nov 24

    SteelEye    |    18 November 2024

    Read More
    SteelEye's Key Takeaways from XLoD Global – London 2025: Navigating Non-Financial Risk, Control, and Compliance in a Complex Landscape
    Blog

    SteelEye's Key Takeaways from XLoD Global – London 2024: Navigating Non-Financial Risk, Control, and Compliance in a Complex Landscape

    SteelEye    |    15 November 2024

    Read More
    Metro Bank Fine - £16.7m - Inadequate Transaction Monitoring - FCA
    Enforcement Actions

    Metro Bank Fine - £16.7m - Inadequate Transaction Monitoring - FCA - Nov 24

    SteelEye    |    12 November 2024

    Read More
    WisdomTree Asset Management SEC Fine - $4M - ESG Fund Misstatements
    Enforcement Actions

    WisdomTree Fine - $4M - ESG Fund Misstatements - SEC - Oct 24

    SteelEye    |    15 October 2024

    Read More
    < Prev
    Next >
    cta_graphic
    Don’t Just Comply. Compete.

    Gain the insight to steal a march on your competitors, with a single lens for all your financial data.

    Book a Demo

    Solutions

    About

    LOCATIONS

    United Kingdom - 5th Floor, 55 Strand, London, WC2N 5LR

    United States - 600 Fifth Avenue, New York, NY 10020

    Singapore - 600 North Bridge Road #23-01 Parkview Square Singapore 188778

    Portugal - Av. da Liberdade 747 1ºD, 4710-251 Braga

    India - No. 613, 12th Main, HAL 2nd Stage, Bangalore - 560008

    UK

    +44 203 176 8301

    US

    +1 516-777-9931
    Send us a message

    STEELEYE LIMITED, A COMPANY REGISTERED IN ENGLAND AND WALES WITH COMPANY NUMBER: 10581067, VAT NUMBER: 260818307 AND REGISTERED ADDRESS AT 55 STRAND, LONDON, WC2N 5LR.

    aicpa-soc logo aicpa-soc logo