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Central Bank of Ireland Calls for Enhanced Surveillance in Financial Firms

SEC fines firms $79 million for electronic communications breaches

Tier One Bank Fined by CFTC for Second Time in a Year for Record Keeping Failures

SEC and CFTC Fine 13 Wall Street Firms a Combined $549M for Recordkeeping Failures

FCA market watch 74 - Market conduct & transaction reporting issues

SEC Fines America's Largest Bank $4M Over Deleted Emails

Key highlights from the SEC Binance Complaint

The SEC Targets Two More Tier-One Banks For Record Keeping Failures

FCA Market Watch 73: On Market Abuse involving CFDs and spread bets

New SEC Insider Trading Rules for Executives Trading in Company Stock

The SEC turns to Hedge Funds in WhatsApp Probe

SEC collects record penalties of $6.4 billion in 2022

SEC adopts amendments to “future proof” electronic record keeping

11 Wall Street banks & brokers fined $1.8 billion by the SEC and CFTC

Top tier bank fined £12.6m by the FCA

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