Close Form

    Latest News

    Stay up-to-date as we innovate in compliance tech and data consolidation.

    Central Bank of Ireland Calls for Enhanced Surveillance in Financial Firms
    Regulatory Watch

    Central Bank of Ireland Calls for Enhanced Surveillance in Financial Firms

    SteelEye    |    09 October 2023

    Read More
    SEC fines firms $79 million for electronic communications breaches
    Regulatory Watch

    SEC fines firms $79 million for electronic communications breaches

    SteelEye    |    29 September 2023

    Read More
    Tier One Bank Fined by CFTC for Second Time in a Year for Record Keeping Failures
    Regulatory Watch

    Tier One Bank Fined by CFTC for Second Time in a Year for Record Keeping Failures

    SteelEye    |    30 August 2023

    Read More
    SEC and CFTC Fine 13 Wall Street Firms a Combined $549M for Recordkeeping Failures
    Regulatory Watch

    SEC and CFTC Fine 13 Wall Street Firms a Combined $549M for Recordkeeping Failures

    SteelEye    |    08 August 2023

    Read More
    Regulatory Watch

    FCA market watch 74 - Market conduct & transaction reporting issues

    SteelEye    |    25 July 2023

    Read More
    SEC Fines America's Largest Bank $4M Over Deleted Emails
    Regulatory Watch

    SEC Fines America's Largest Bank $4M Over Deleted Emails

    SteelEye    |    23 June 2023

    Read More
    SteelEye - Key highlights from the SEC Binance complaint
    Regulatory Watch

    Key highlights from the SEC Binance Complaint

    Matt Storey    |    13 June 2023

    Read More
    Regulatory Watch

    The SEC Targets Two More Tier-One Banks For Record Keeping Failures

    SteelEye    |    11 May 2023

    Read More
    FCA Market Watch 73: On Market Abuse involving CFDs and spread bets
    Regulatory Watch

    FCA Market Watch 73: On Market Abuse involving CFDs and spread bets

    SteelEye    |    27 April 2023

    Read More
    New SEC Insider Trading Rules for Executives Trading in Company Stock
    Regulatory Watch

    New SEC Insider Trading Rules for Executives Trading in Company Stock

    SteelEye    |    31 March 2023

    Read More
    The SEC turns to Hedge Funds in WhatsApp Probe
    Regulatory Watch

    The SEC turns to Hedge Funds in WhatsApp Probe

    SteelEye    |    08 February 2023

    Read More
    SEC collects record penalties of $6.4 billion in 2022
    Regulatory Watch

    SEC collects record penalties of $6.4 billion in 2022

    SteelEye    |    18 November 2022

    Read More
    The SEC has adopted amendments to the electronic record keeping, prompt production of records, and third-party record keeping service requirements
    Regulatory Watch

    SEC adopts amendments to “future proof” electronic record keeping

    SteelEye    |    13 October 2022

    Read More
    Regulatory Watch

    11 Wall Street banks & brokers fined $1.8 billion by the SEC and CFTC

    SteelEye    |    28 September 2022

    Read More
    Top tier bank fined £12.6m by the FCA
    Regulatory Watch

    Top tier bank fined £12.6m by the FCA

    SteelEye    |    23 August 2022

    Read More
    < Prev
    Next >
    cta_graphic
    Don’t Just Comply. Compete.

    Gain the insight to steal a march on your competitors, with a single lens for all your financial data.

    Book a Demo

    Solutions

    About

    LOCATIONS

    United Kingdom - 5th Floor, 55 Strand, London, WC2N 5LR

    United States - 600 Fifth Avenue, New York, NY 10020

    Singapore - 600 North Bridge Road #23-01 Parkview Square Singapore 188778

    Portugal - Av. da Liberdade 747 1ºD, 4710-251 Braga

    India - No. 613, 12th Main, HAL 2nd Stage, Bangalore - 560008

    UK

    +44 203 176 8301

    US

    +1 516-777-9931
    Send us a message

    STEELEYE LIMITED, A COMPANY REGISTERED IN ENGLAND AND WALES WITH COMPANY NUMBER: 10581067, VAT NUMBER: 260818307 AND REGISTERED ADDRESS AT 55 STRAND, LONDON, WC2N 5LR.

    aicpa-soc logo aicpa-soc logo