Identify Misconduct
Anytime. Anywhere.
Trading happens across a range of geographies, platforms, and systems, covering different asset classes and instruments. The communications that underpin these transactions also cover a wide range of channels, from traditional emails and voice calls to newer platforms like Bloomberg chat, Zoom, and in some cases, WhatsApp. This is a vast amount of information that firms are required to capture, normalize, and make sense of. The larger trading teams become, the more sophisticated technology is required to sift through data to identify real threats from false positives.