Communications Surveillance
Comprehensive Communications Oversight and Risk Detection for Financial Services, ensuring unwanted behaviours get identified and stopped quickly.
Comprehensive Communications Oversight and Risk Detection for Financial Services, ensuring unwanted behaviours get identified and stopped quickly.
Recent regulations like MiFID II and SM&CR are changing how people working in financial services are regulated, putting a new level of responsibility on senior managers and making them personally accountable for the conduct and competence of the firm.
As a result, firms are moving fast to ensure that they are able to identify and mitigate potential market abuse and conduct risks quickly and efficiently.
To achieve this, financial firms need holistically capture and analyse a broad set of communications channels, such as voice calls, SMS and WhatsApp - a challenge for many due to the complexity of the data involved.
SteelEye's Communications Surveillance platform captures, monitors and analyses all your communications data from a range of channels to enable you to strengthen your risk detection, improve your oversight and continuously demonstrate compliance. Combined with our Trade Surveillance, you gain comprehensive cross platform insight.
We collect, normalise, validate, and index all your structured and unstructured data, including email, voice calls, SMS and instant messages from Bloomberg Chat, Slack, Office 365, Verint, WhatsApp, Masergy, Gamma and more.
With SteelEye's dynamic query creation, it is easy to set up lexicon, behaviour or logic-based alerts. Real-time back testing, machine learning and granular parameter settings allow you to reduce false positives and fine-tune your surveillance procedures.
Our advanced SteelEye lexicon is amassed from dozens of Market Abuse cases and court filings, enabling you to quickly identify risks. You can also provision a custom lexicon with smart rules to capture risks specific to your business.
We provide voice transcription and translation into 54 languages - enhancing call analytics and lexicon searches without you having to listen to each recording. You can also configure automated alerts for specific words and phrases used in phone conversations.
With SteelEye, you can instantly identify and retrieve any data set, automatically detect and analyse anomalies, and create and export cases for further investigation. The platform gives you real-time vision of who is doing what, where and with whom.
SteelEye was named as the Best Market Surveillance Platform by WatersTechnology in 2020.
FCA Market Watch 66 - Market conduct and transaction reporting issues
13 January, 2021 | Regulatory Watch
E-Book Showcases 5 Ways to Comply Smarter with Financial Regulation
12 January, 2021 | Press Release
Capital Index Opts for SteelEye to Replace NEX Abide
07 January, 2021 | Press Release
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STEELEYE LIMITED, A COMPANY REGISTERED IN ENGLAND AND WALES WITH COMPANY NUMBER: 10581067, VAT NUMBER: 260818307 AND REGISTERED ADDRESS AT 55 STRAND, LONDON, WC2N 5LR.