Compliance Officers have an obligation to ensure best practice
Recent regulations like MiFID II and SM&CR are changing how people working in financial services are regulated, putting a new level of responsibility on the heads of senior managers.
As a result, senior managers are moving fast to ensure that their surveillance procedures are best-in-class, and that they are able to identify any issues before they become problems. Effective surveillance requires the best tools.
With SteelEye's communication surveillance, your data becomes an early warning system ensuring unwanted behaviours get identified and stopped quickly. Combined with SteelEye's Trade Surveillance, firms gain comprehensive cross platform insight. Because SteelEye is a cloud-based, cost at all times is kept at a minimum.
Benefits:
- Reduce false positives by using intelligent insight and granular parameter settings.
- Gain real-time vision into all communications to identify and stop unwanted behaviour quickly.
- Review and respond to alerts in real-time.
