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    COMPLY SMARTER WITH A

    Holistic Compliance Platform For

    Record Keeping

    Oversight

    Intelligent Insights

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    Trusted By

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    The State of Financial Services Compliance in 2022

    Discover 2022's key compliance challenges, priorities & investments in this Compliance Health Check Report.

    ASSET AND WEALTH MANAGERS
    BANKS
    BROKERS
    HEDGE FUNDS
    TRADING PLATFORMS / EXECUTION PROVIDERS

    Future-proofed
    buy-side compliance solutions

    For accurate, effective, and efficient communications and trade record keeping, surveillance, and reporting.

    SteelEye | Asset & Wealth Managers

    Advanced bank record keeping, surveillance & reporting tools

    Simplifying your compliance requirements and easing regulatory pressures through data-driven automation. 

    SteelEye | Banks

    Data-driven broker-dealer compliance solutions

    Consolidating your data, simplifying your record keeping and surveillance, and future-proofing your firm for regulatory change.

    SteelEye | Brokers

    Automation-powered hedge fund archiving & oversight tools

    Giving you control of your data and simplifying your record keeping, trade and communications oversight, and reporting.

    SteelEye | Hedge Fund

    Effortless compliance through advanced data management

    Simplifying your information archiving, strengthening your supervisory oversight, and giving you greater data insights.

    SteelEye | Trading Platform
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    Data-driven compliance solutions

    Connecting the Compliance Dots

    Capture all your compliance data including orders, trades, communications, and market data with SteelEye. Unlock actionable insights while effortlessly meeting your compliance obligations for archiving, oversight, and reporting.

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    Email

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    Voice

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    Chat / Mobile

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    Financial Messaging

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    Collaboration

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    Trade and Order Feeds

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    Instrument Reference Data

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    Transcription Connectors

    Chat/Mobile

    Communication via chat and mobile has become increasingly demanded within the financial services industry by clients and employees alike. If used by regulated employees, communications on these platforms need to be stored and monitored. SteelEye helps you effortlessly archive and oversee your mobile and chat communications, across platforms, empowering your employees to communicate and collaborate compliantly.

     

    Financial Messaging

    Messaging tools like Bloomberg Chat and Refinitiv Messenger are essential for collaboration within financial services. To comply with regulations, financial firms need to capture, archive, and oversee communications on these platforms. SteelEye facilitates effortless record keeping and supervision of financial messaging chat data.

     

    Transcription Connectors

    Transcribing and indexing voice communications can enable firms to better analyze their data to identify risks and signs of wrongdoing. SteelEye's financial services-specific voice transcription engine is powered by AWS or DeepGram for enhanced voice-to-text analytics.

    Voice

    Under many financial regulations, capturing and analyzing the voice communications carried out by regulated employees is a fundamental compliance requirement. With SteelEye, you can comprehensively capture, store, and monitor voice data across a range of channels.

     

    Collaboration

    Collaboration platforms are now business-critical tools for many financial institutions - allowing employees and clients to communicate and share information seamlessly and instantaneously. Ensure compliance without compromising productivity by capturing data from your collaboration tools with SteelEye.

     

    Trade and Order Feeds

    Global regulations for require financial firms to capture, archive, and monitor their transaction and execution data. SteelEye provides direct connectivity to most order and execution management systems, trading platforms, and liquidity management tools, enabling data to flow seamlessly into the SteelEye platform for record keeping, trade surveillance, best execution, transaction reporting, and more.

     

    Instrument Reference & Market Data

    Market data is essential for compliance benchmarking, surveillance, and reporting. Instrument reference data provides a standardized taxonomy for firms to run smart searches and more easily determine their MiFIR reporting eligibility. SteelEye takes the pain out of sourcing instrument reference and market data by providing it natively within the SteelEye platform.

     
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    Financial firms across the globe use SteelEye for Compliance

    “Fidelity partnered with SteelEye to get access to a single holistic view of the investment decision-making lifecycle and execution in the markets. This was previously only achievable through multiple systems that didn't talk to each other and would have to be viewed over multiple screens. SteelEye helps Fidelity connect the dots.”

    STEELEYE CASE STUDY BY
    FIDELITY INTERNATIONAL STRATEGIC VENTURES

    “The SteelEye implementation has helped us to improve the level of control and accuracy we have around our MIFID II transaction reporting. We selected SteelEye because of the quality of their technology, the regulatory expertize demonstrated by their team and their willingness to support our tight implementation timelines.”

    KEITH FRIMPONG, GLOBAL HEAD OF OPERATIONS CHANGE
    SCHRODERS

    "Rather than approaching compliance obligations from the perspective of the individual regulations, SteelEye focuses on data and technology first. As we were evaluating our options, this gave us comfort that they would meet all of our needs."

    MATTHEW WRIGHT, CEO
    CAPITAL INDEX

    “SteelEye enables us to automate as much of our compliance set up as possible, reducing the complexity of what can otherwise be an arduous and painful process. Very few other vendors offer the same breadth of regulatory compliance solutions.”

    AIDAN BRADY, CHIEF OPERATING OFFICER
    ARDENT FINANCIAL

    “We were looking for a solution that would allow us to meet our regulatory requirements and consolidate our ever-growing number of supported platforms, communication channels and trade and order systems. SteelEye provided that solution.”

    PATRICK FIETJE, CEO
    TAVIRA SECURITIES

    “We were impressed not only by the SteelEye user-interface and features, but by the fact that everyone we met were genuinely trying to solve our problems, not just sell us a solution.”

    ALEX HUGHES, OPERATIONS OFFICER
    THEOREMA

    "SteelEye provide us with an excellent solution for our MiFID reporting requirements.”

    COMPLIANCE OFFICER
    GK PRO

    “We have seen major benefit from the SteelEye solution. Not only in terms of meeting regulatory requirements for record-keeping and reporting, but also in terms of being able to derive important insight from interrogating the data to help us run our business more efficiently.”

    IAN WEBB, CHIEF COMPLIANCE OFFICER
    AVATRADE

    “We were looking for an independent vendor that would enable us to proactively manage our regulatory obligations. We also wanted a solution that would allow us to respond to regulatory change quicker. SteelEye was the perfect fit.”

    EMMANUEL DRUJON, CHIEF OPERATING OFFICER AND RISK MANAGER
    CIAM

    “With SteelEye, we can meet multiple regulatory requirements within one platform, utilising the same data set, and get enhanced insight into our operations.”

    PETER JOHNSON, DIRECTOR (LEGAL & COMPLIANCE)
    DMA

    Chief executive /
    Operating officers

    Compliance /
    Risk officers

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    Compliance keeps moving

    With SteelEye, you stay ahead.

    CFTC
    FINRA
    IIROC
    MAR
    MIFID II
    SEC
    HFM-US-Tech-Award-2022-winner-logo
    RegTech-Insight-Awards-22 (1)
    HFM European Services Awards 2022
    Best buy-side compliance product - regulatory reporting
    Risk Awards 2021 SteelEye (3)
    HedgeWeek SteelEye
    Best buy side market surveillance tool platform (2)
    HFM European Technology Awards 2021 - Best regtech solution
    HFM Awards - Best Hedge Fund Data Management Homepage-min
    Sell Side Technology Awards 2021-min
    A-team Innovations Awards 2021 - SteelEye homepage-min
    TradeTech Insight Awards 2021 Best Trade Reconstruction Solution
    Hedgeweek European Services Awards 2021
    Waters Tech Award Logo B&W
    Buy-side technology awards2-1
    SteelEye_banner B&W
    HFM Award Website
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    We are on the list - Harrington Starr 2020-min
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    Your trusted advisor

    At SteelEye, we don’t believe in just selling solutions.

    As a SteelEye client, you can call on our experts to help guide and advise you on your regulatory journey.
    We work closely with you to share our experiences and complement your in-house teams with our regulatory and technical expertise. We also offer ongoing training opportunities to ensure that you fully understand and successfully manage your regulatory obligations.

    SteelEye | About Us
    SteelEye | Reduce Costs

    Reduce Costs

    Legacy systems are expensive.
    By automating workflows and accelerating reporting, SteelEye saves you money, time and resources.

    SteelEye | Gain Insight

    Gain Insight

    With SteelEye, you are future-proofing yourself for a world where data intelligence has become
    a key source of competitive edge.

    SteelEye | Comply Smarter

    Comply Smarter™

    When all data is in one place, you can easily manage multiple regulatory regimes and gain a wealth of new insight into your business.

    Comply Smarter With SteelEye Holistic Compliance

    Don't just comply.

    Unlock actionable insights to sharpen your competitive edge while effortlessly meeting your compliance obligations for archiving, oversight, and reporting.

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    | 21 Jun 2022