Product Features

Consolidate your data to comply faster, smarter and more cost-effectively

Regulatory requirements are not just onerous, they are subject to change. SteelEye simplifies, consolidates & automates. Compliance professionals free up time to keep themselves and their firm up-to-date, leaving the legwork to SteelEye.


The changing regulatory landscape and the financial, operational and reputational risk of non-compliance has increased the burden on firms’ compliance functions.

SteelEye helps firms simplify the complexities of regulatory conformity. By bringing together a wealth of data under one lens, compliance becomes effortless and firms gain enhanced business insight. By automating many manual compliance tasks and reducing scope for human error, firms can free up resource while minimising risk. 

Best Execution Best Execution

Best Execution compliance, simplified

Regulators can now make you prove you were acting in your client’s best interests on any trade. Finding and extracting the relevant data from multiple sources can be time-consuming. With SteelEye, you can quickly consolidate all order, trade and communications data and overlay with independent market data.  Compiling your RTS27 & RTS28 reports becomes effortless.

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Trade & Order Analytics Trade & Order Analytics

Compare your transaction costs for different asset classes in one place

Our Trade and Order Analytics module puts all your data under a single lens. Big Data is changing the game. Time to decision and speed of execution are more important than ever, but all decision-making must now  be optimized for a world powered by Big Data. By consolidating all your data in one place, your firm can act with data-driven edge, fast.

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Record Keeping Record Keeping

Store securely, access instantly

Our Record Keeping module gives you 100% peace of mind that your data is secure. Regulators have specified that records of all services, activities and transactions must be kept for up to seven years. SteelEyeusers sleep sound knowing their data is secured in the prescribed Write Once, Read Many tamper-proof format, and knowing they can search through seven years of records in seconds.

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Trade Reconstruction Trade Reconstruction

Microscope vision for any trade you need to reconstruct

How would you like to be given 72 hours to reconstruct the details surrounding any trade from any point in the last seven years? SteelEye consolidates all of your communications, order and trade data into one place, and presents them in the format required by the regulators. So you can quickly prove how, when and why any order or trade took place. Time saved, cost saved, risk managed.

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Transaction Reporting Transaction Reporting

Lighten your transaction reporting load

Our Transaction Reporting module saves you time, budget and resource. Regulations including MiFID II, MiFIR and EMIR now require firms to send trade data to a selected ARM, NCA or Trade Repository. Result: more headcount hours spent fulfilling your obligations. SteelEye automates the data collection and submission process. Result: less cost, less time spent on legwork for your team.

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Trade Surveillance Trade Surveillance

Identify potential issues before they become problems

There is a growing pressure to detect market abuse and ensure protection against manipulative market risk.
Recent regulation has upped the ante for financial market participants and venues when it comes to reporting potential market abuse. Firms and venues will now need to detect and report a broader range of suspicious behaviours on a broader range of instruments. Firms will need to report not only suspicious trades but also suspicious orders.
Your reporting is only as good as your detection. SteelEye’s Trade Surveillance package provides a set of advanced algorithms which analyse all your data, looking for potentially suspicious activity.
SteelEye will provide compliance offers with a comprehensive alert management system and powerful tools to reduce the false positives.

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Communication Surveillance Communication Surveillance

Recent regulations like MiFID II and SM&CR are changing how people working in financial services are regulated, putting a new level of responsibility on the heads of senior managers.
As a result, senior managers are moving fast to ensure that their surveillance procedures are best-in-class, and that they are able to identify any issues before they become problematic. Effective surveillance requires the best tools.
For most senior managers, the will to up their game in surveillance is there. But without the best tools, effective surveillance is not possible. With a SteelEye communication surveillance package, your data becomes an early warning system ensuring unwanted behaviours get identified and stopped quickly, and because SteelEye is a cloud based solution, cost at all times is kept at a minimum.

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